Mgr Oktawian
Nawrot
Institute
of Philosophy and Sociology
University
of Gdansk
Bielanska 5
80-851 Gdansk
e-mail: nawrot@univ.gda.pl
What is liberty, that “magic”
word, which could give reasons for envy to Protheus himself, and which is
referred to so often that we seem to know every single one of its faces? Since
August the 26th, 1789, the day when The Declarations of the
Rights of Man was proclaimed, it has been being said more and more loudly
and commonly that Men are born and remain free and equal in rights [5,
art. 1] (It is not
meaningful for the discourse that this document for a long time actually
regulated only the legal situation of men, the clear evidence of which can be
found in Robespierre’s order to guillotine Olympia de Gouges, the author of The
Declaration of the Rights of Woman and Citizen, with its first paragraph
saying: Every woman is born free and has the same rights as a man [4,
p.32].). What
does the above statement mean? What are we actually dealing with? Should we
understand liberty as the freedom to do whatever comes to our minds, including
“walking in the clouds”? Do we see liberty as the situation in which no
compulsion occurs? Or maybe we should understand it as an inner state, which is
dependent only on the individual and its view on the world, and which cannot be
changed by even the strongest shackles? Should we then repeat after St.
Ambrose: a wise man, even if he is a slave, is free, which means that a
fool, even if he rules, is enslaved [1, p. s. 196], or after Helvétius:
a free man is a man who is not handcuffed, nor imprisoned, nor lives as a
slave in constant fear of punishment [2, p. 36]? What is liberty, then?
Article Four of the
already mentioned Declaration of the Rights of Man says that: Liberty
consists in the freedom to do everything which injures no one else [5]. The quoted words seem to put an end
to all anarchist theories of liberty describing it as a lack of any compulsion.
In the light of the above definition, liberty is some relation which at the
same time puts the limits on itself. Using the expression which injures no
one else forces us to look at liberty not as something inner, some feeling,
state of mind something so intangible on one hand, or as the lack of any
limits, and therefore de facto other subjects on the other hand, but
rather as at objective reality, the state that we can submit to falsification.
If we have the reference to another human being, and a particular reference, we
can surely speak about a relation, and therefore a particular interpersonal
reality. Having investigated this relation, which I will call a liberty
relation, we will discover that it has some characteristic features.
Above all, it should be
noted that every human being possesses some definite sphere of liberty, just as
everyone has some definite height, weight, IQ etc. It is obvious then that at a
definite moment, everyone has such a scope of liberty as he has, exactly as
everyone has such a height or weight as he has – no more, no less. Therefore we
can say that the liberty relation is a reflexive relation in class A. This
conclusion is a natural consequence of assuming the rule of non-contradiction
~(p^~p), which in this case can be transcribed in the following way: it is
not possible for anybody to be like something in some aspect and at the same
not to be like it, or in other words: it is not possible for anybody to
possess some feature (to some degree) and at the same time not to possess it [7,
p. 379]. This statement itself is not a great discovery, together with
some other qualities of the liberty relation, however, it will let me present
some interesting implications of the latter. Therefore:
ΛxεA
xWx
Where: x stands for the
individual
A – the society
W – the
liberty relation
The Declaration of the Rights of Man
claims next: the exercise of the natural rights of each man has no
limits except those which assure to the other members of the society the
enjoyment of the same rights [5, art. 4] , therefore stating that
liberty has limits, and moreover, that it clearly defines the limits itself:
the limit of the liberty of the individual is the liberty of another
individual. As John Locke noticed: So that, however it may be
mistaken the end of law is not to abolish or restrain, but to preserve and
enlarge freedom: for in all the states of created beings capable of laws, where
there is no law, there is no freedom: for liberty is, to be free from restraint
and violence from others; which cannot be, where there is no law: but freedom
is not, as we are told, a liberty for every man to do what he lists: (for who
could be free, when every other man's humour might domineer over him?) [3,
sec. 57]. Therefore
to let everyone the widest possible sphere of liberty, it is necessary for
every person in society A to have identical spheres of liberty. It is worth
mentioning that Kant’s categorical imperative Act only on that maxim
which you can will as a universal law or the biblical you shall love your neighbour as you
love yourself. The idea was accurately reflected by the UN General Meeting
who, when on December the 10th, 1948 declaring The Universal
Declaration of Human Rights, in Article One of this document claimed that: All
human beings are born free and equal in dignity and rights [6]. If we assume that it is
necessary that everyone have (at least at the starting point) the same degree
of liberty as the other members of a given society, then we can say that the
liberty relation is not only reflexive, but also symmetric:
Λx,yεA (xWy → yWx)
According to the above: for every two subjects,
who are members of society A, if x is in the liberty relation to y, then y is
also in the liberty relation to x. Therefore when someone is born as a slave,
or his rights are limited in comparison to others for whatever reason, in the
light of the above comments we cannot speak of the liberty relation, but rather
about the relation of subordination, since the liberty relation as a symmetric
relation must be followed by equality in the sphere of liberty among
individuals, this being its constitutive feature. With such an understanding of
liberty, it is not necessary to speak of the natural equality among people,
since the latter is included in the former. It is also worth mentioning that
using a conjunction by the General Assembly of the United Nations means that a
situation when somebody is born free and at the same time has limited rights in
comparison to other members of the society is not possible. According to the
above statement, the situation when somebody is born with the same rights as
others but at the same time enslaved is not possible, either.
To go further this way of thinking, we must
claim that if the liberty relation occurs between x and y and between y and z,
then it must occur between x and z as well. If x is free in relation to y and
if y is free in relation to z, then x is free also in relation to z. Therefore,
the next feature of the liberty relation is its transitiveness. In this way,
the liberty relation is extended on all the members of society A and “connects”
with each other even the individuals that are completely different in all other
aspects.
Λx,y,zεA (xWy ^ yWz → xWz)
If at this point we connect all the
features of the liberty relation that we have enumerated, that is its
reflexiveness, symmetricalness and transitiveness, we discover that this
relation is actually an equivalence relation. What we get is a view of society
in which all individuals have exactly the same scope of liberty. In other
words, there appears a class of abstractions, a class of individuals who in
this case remain in the equivalence relation towards each other, and therefore
are identical as to the scope of liberty they possess. It is not irrelevant to
note that the liberty relation generates something like the human family or
the human community.
To sum up, we can state the following: if
individual x is free in society A, then the liberty relation of which the
individual is a subject is at the same time reflexive, symmetric and transitive
in the class consisting of all the members of society A:
WL(x,A)→ Λx,y,zεA [xWx ^ (xWy → yWx) ^ (xWy ^ yWz →
xWz)]
WL(x,A) – x is free in society A
All the above comments refer on the
one hand to the relation between individuals, and on the other to the state
which we would call initial, which is the situation when the liberty of no
individual is limited (because of the individual’s state, for example
incapacitation resulting from insanity, or his deeds, such as crime). A few
questions and doubts appear at this point, out of which two seem to be most
important. First of all, some might say that it is easy to imagine a society
where all the above conditions are met but it would be difficult to say that
all the people living in it can enjoy their freedom. Let us imagine for example
a society where the liberty of the individual is limited to the freedom of
thought. All the members of the society are still members of a liberty
relation, but the sphere of liberty of all the individuals is so limited that de
facto they are all enslaved.
At a first glance, the above charge
seems to be easy to refute: it is enough to notice that in fact not everybody
will be enslaved to the same extent because there will always exist
someone who – in this case – will actually enjoy an unlimited scope of liberty
and make a profit on the others’ enslavement. Therefore the symmetry will be
broken and as we have already proved, this symmetry is a constitutive element of
the liberty relation, and in this situation we can only speak of a relation of
subordination. The case is much more complex, though, since the problem refers
to the conditions that must be met by society A to let the people living in it
enjoy real liberty.
Pointing out the symmetricalness of
the liberty relation, we have said that the limit for the individual’s liberty
can only be set by the liberty of some other individual. However, the existence
of the State machine can at times spoil this order, as there are a number of
obligations that a citizen has towards the state and therefore the sphere of
his freedom becomes limited. If we consider the liberty relation between the
individuals, the condition necessary for this relation to be retained seems to
be the individual’s abstinence from activities which result in invading the
liberty of another individual. At this level we mostly deal with negative
obligations: don’t kill, don’t steal etc. In the case of the relation citizen -
state or citizen - society there appear some positive obligations, demanding a
particular action from the individual: paying taxes, military service etc. In
such case it is necessary to define the spheres of life in which the individual
can act unrestricted or with a certain freedom. Consequently, there can exist
laws that would regulate the actions of the individuals and at the same time it
would undoubtedly be possible to speak of liberty. Freedom is a liberty to
dispose, and order as he lists, his person, actions, possessions, and his whole
property, within the allowance of those laws under which he is, and therein not
to be subject to the arbitrary will of another, but freely follow his own [3,
sec. 57].
It is necessary then to
define the spheres of life in which the individual will be allowed to direct
his own person in a possibly unrestricted way. Again, we must note that the
spheres cannot be chosen at random, because according to the above rules we
would be able to create a totalitarian society, but only those that are crucial
from the point of view of the individual’s interest. This is the place where it
becomes clear why we started our discourse by referring to The Declaration
of the Rights of Man. What we undoubtedly see as crucial spheres of life
are the spheres that actually reflect the human rights: as Karl Vasak said, the
rights of liberty (personal and political rights), the rights of equality
(economic, social and cultural rights) and the rights of brotherhood
(solidarity rights). There is no point in listing these rights here, it is only
important for us to realise that we are speaking of particular spheres in the
life of the individual and his rights, not some illusionary ideas.
In the light of the above comments the statement illustrating the liberty of individual x in society A must be completed:
WL(x,A) → Λx,y,zεA [xWx ^ (xWy → yWx) ^ (xWy ^ yWz →
xWz) ^ Vi S(x,i) ^ Vni S(x,ni)]
Where: S – the
freedom of action,
i – „crucial spheres of life” (the spheres in which
the liberty must be guaranteed by law),
ni – the spheres of life of the individual
beyond the interest of the state,
S(x,i) – individual x has the
freedom to act in i,
S(x,ni) – individual x has the
freedom to act in ni.
To conclude, we should
ask whether the existence of the classes of people whose liberty has been
limited by law (the already mentioned incapacitated insane people or the
criminals to whom legal means have been applied) will not disrupt the presented
scheme or will not cause the necessity to complete it. It seems that it will
not. The very notion of incapacitation, a person deprived of capacity suggests
that in reference to those people we cannot speak of the liberty relation (we
would say: as much freedom as responsibility). It seems interesting that the
individuals being members of the second mentioned class have disrupted the
liberty relation themselves, and therefore the disruption of the symmetry,
which is necessary for freedom to exist, was caused by their own actions.
One might wonder whether the above words are not a too simple solution to the problem. We might rightly ask: what about children? We know that even in liberal societies their liberty is considerably limited in comparison to that of adults. To take into consideration the categories of people with limited rights, ant therefore liberty, we must complete our statement. To do this, we must introduce the matrix of the unnamed extensional functor. What we have is a functor with the use of which we will always build a true compound sentence, if only the first clause is true. In other words, to make the compound sentence true, only the first argument must be true. I will ascribe to the functor the symbol “←” and I suggest to transcribe it as the expression “at the same time, it may happen that”. Why this matrix? Because the use of the functor means that the first of its arguments must be true in every case, if the compound sentence built with it is to be true. In this case it only means that the first part of the formula, which is the one that we have already presented, must always describe a particular society, if we want to call the individuals living in it free. The second argument does not have to appear at all. Naturally, in reality there always exist incapacitated people or people with restricted rights (together with sentenced criminals). However, we can easily imagine a society in which no such categories of people exist, and the individuals living in it we can still call free. Of course the introduced functor connects in a way stronger than material equivalence:
WL(x,A)↔ Λx,y,zεA [xWx ^ (xWy → yWx) ^ (xWy ^ yWz →
xWz) ^ Vi S(x,i) ^
^ Vni S(x,ni)] ← VoεA ~S(o, i v ni)
where: S – the freedom to act,
o – the individuals with limited
scope of liberty,
~S(o, i v ni) – individual o does not
have the freedom to act in i or in ni.
NOTES:
1.
Berlin I., Cztery
eseje o wolności, Warszawa 1994.
2.
Helvétius C.A., O
umyśle, t. 1, Warszawa 1959.
3.
Locke
J., Two Treatises of Government, Book II, http://history.hanover.edu/early/locke/j-l2-009.htm.
4. Powinności Człowieka, Kronika Międzynarodowego Forum Jubileuszowego „Prawa i Powinności Człowieka”, Święto Człowieka, Posłanie Normana Daviesa, Gdańsk 2001.
5. The Avalon Project : Declaration of the Rights of Man – 1789, http://www.yale.edu/lawweb/avalon/rightsof.htm.
6. The Universal
Declaration of Human Rights, http://www.un.org/Overview/rights.html.
7.
Witwicki W., Psychologia,
t. I, Warszawa 1962.